Compliance Senior Associate

This opportunity sits within a leading global asset management platform with a strong presence in the region and internationally. The organisation manages multi-billion-dollar assets and operates across multiple jurisdictions, offering a sophisticated and well‑established compliance environment.

Responsibilities

• Support compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirements
• Monitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the business
• Assist in maintaining and enhancing compliance frameworks, policies, and procedures
• Conduct ongoing compliance monitoring, testing, and surveillance activities
• Support regulatory filings and reporting requirements across relevant jurisdictions
• Provide guidance to internal stakeholders on compliance matters and regulatory obligations
• Assist with compliance reviews, internal audits, and remediation activities
• Support onboarding processes, including KYC/AML and investor due diligence where required
• Contribute to training and awareness initiatives across the business
• Liaise with regulators, auditors, and external advisors as needed
• Support ad hoc compliance projects and strategic initiatives

Qualifications

• 5-10 years' experience within compliance in an asset management or financial services environment
• Mandatory experience with US SEC regulations and compliance frameworks
• Exposure to UK regulatory environment and/or DIFC (DFSA) regulations is strongly preferred
• Strong understanding of global asset management structures and fund operations
• Experience supporting cross-border regulatory requirements and multi-jurisdictional frameworks
• Strong analytical skills with attention to detail
• Excellent communication skills and ability to engage with senior stakeholders
• Degree in Law, Finance, or a related field
• Professional certifications (e.g. CFA, CAMS, ICA) are advantageous

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