Compliance Senior Associate
Qataryello
This opportunity sits within a leading global asset management platform with a strong presence in the region and internationally. The organisation manages multi-billion-dollar assets and operates across multiple jurisdictions, offering a sophisticated and well‑established compliance environment.
Responsibilities
- Support compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirements
- Monitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the business
- Assist in maintaining and enhancing compliance frameworks, policies, and procedures
- Conduct ongoing compliance monitoring, testing, and surveillance activities
- Support regulatory filings and reporting requirements across relevant jurisdictions
- Provide guidance to internal stakeholders on compliance matters and regulatory obligations
- Assist with compliance reviews, internal audits, and remediation activities
- Support onboarding processes, including KYC/AML and investor due diligence where required
- Contribute to training and awareness initiatives across the business
- Liaise with regulators, auditors, and external advisors as needed
- Support ad hoc compliance projects and strategic initiatives
Qualifications
- 5-10 years' experience within compliance in an asset management or financial services environment
- Mandatory experience with US SEC regulations and compliance frameworks
- Exposure to UK regulatory environment and/or DIFC (DFSA) regulations is strongly preferred
- Strong understanding of global asset management structures and fund operations
- Experience supporting cross-border regulatory requirements and multi-jurisdictional frameworks
- Strong analytical skills with attention to detail
- Excellent communication skills and ability to engage with senior stakeholders
- Degree in Law, Finance, or a related field
- Professional certifications (e.g. CFA, CAMS, ICA) are advantageous
Vacancy posted 4 days ago
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