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Compliance Senior Associate

Qataryello

This opportunity sits within a leading global asset management platform with a strong presence in the region and internationally. The organisation manages multi-billion-dollar assets and operates across multiple jurisdictions, offering a sophisticated and well‑established compliance environment.

Responsibilities

  • Support compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirements
  • Monitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the business
  • Assist in maintaining and enhancing compliance frameworks, policies, and procedures
  • Conduct ongoing compliance monitoring, testing, and surveillance activities
  • Support regulatory filings and reporting requirements across relevant jurisdictions
  • Provide guidance to internal stakeholders on compliance matters and regulatory obligations
  • Assist with compliance reviews, internal audits, and remediation activities
  • Support onboarding processes, including KYC/AML and investor due diligence where required
  • Contribute to training and awareness initiatives across the business
  • Liaise with regulators, auditors, and external advisors as needed
  • Support ad hoc compliance projects and strategic initiatives

Qualifications

  • 5-10 years' experience within compliance in an asset management or financial services environment
  • Mandatory experience with US SEC regulations and compliance frameworks
  • Exposure to UK regulatory environment and/or DIFC (DFSA) regulations is strongly preferred
  • Strong understanding of global asset management structures and fund operations
  • Experience supporting cross-border regulatory requirements and multi-jurisdictional frameworks
  • Strong analytical skills with attention to detail
  • Excellent communication skills and ability to engage with senior stakeholders
  • Degree in Law, Finance, or a related field
  • Professional certifications (e.g. CFA, CAMS, ICA) are advantageous
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Vacancy posted more than 2 months ago

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